Assessor Resource

SITXGLC002
Identify and manage legal risks and comply with law

Assessment tool

Version 1.0
Issue Date: May 2024


You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)

Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.
Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Evaluate areas of business operation for which legal risk management and compliance is required. 
Identify legal risks and compliance requirements that arise in business operations. 
Identify sources of information for compliance with laws and licensing for business operations. 
Access regulatory and other legal information relevant to specific business operation. 
Identify risks, penalties and consequences of non-compliance. 
Assess and act on need for specialist legal advice. 
Articulate legal risk management strategies and actions necessary to comply with laws. 
Develop practices for updating personnel to ensure they have current knowledge of roles and responsibilities for legal risk management and compliance. 
Maintain business and occupational licences and check contractor contracts and conduct to avoid risk to business. 
Continuously evaluate business operations for non-compliance and implement modifications. 
Identify and use opportunities to maintain knowledge of current legal risk management strategies and legal compliance requirements. 
Use organisational communication methods to share updated regulatory knowledge. 

Forms

Assessment Cover Sheet

SITXGLC002 - Identify and manage legal risks and comply with law
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

SITXGLC002 - Identify and manage legal risks and comply with law

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: